National State Regulation of Financial Services Markets Commission
01001, Kiev, st. B. Grinchenko, 3
Chairman of the Commission: Pashko Igor Vladimirovich
Tel: 044 2343946
e-mail: office@nfp.gov.ua
www: http://www.nfp.gov.ua
National Securities and Stock Market Commission
Address: 01010, Kiev, st. Moscow, 8, bldg. thirty
Commission Chairman: Khromaev Timur
Tel: 044 2542331, 2804095
e-mail: info@nssmc.gov.ua
www: http://www.nssmc.gov.ua/
State Consumer Rights Protection Inspection of Ukraine
Address: 03680, Kiev, st. Antonovich, 174
Inspection Chairman: Orekhov Sergey Nikolaevich
Tel: 044 5287307, 5289236
LAWS OF UKRAINE
Law of Ukraine “On Joint Investment Institutions”
Law of Ukraine “On financial services and state regulation of financial services markets”
Law of Ukraine “On Securities and the Stock Market”
The Law of Ukraine “On Joint Stock Companies”
Law of Ukraine “On State Regulation of the Securities Market in Ukraine”
Law of Ukraine “On Investment Activities”
Law of Ukraine “On Non-State Pension Provision”
Law of Ukraine “On Prevention and Counteraction to the Legalization (Laundering) of Criminally Obtained Incomes, the Financing of Terrorism and the Financing of the Proliferation of Weapons of Mass Destruction”
Normative legal acts of NSSMC
On approval of the License conditions for professional activities in the stock market (securities market) – asset management activities of institutional investors (asset management activities)
On approval of the Regulation on prudential standards of professional activity in the stock market and requirements for the risk management system
On approval of the Regulation on the registration of regulations for joint investment institutions and the maintenance of the Unified State Register of Joint Investment Institutions
On approval of the Regulation on the specifics of carrying out asset management activities of institutional investors
On approval of the Regulation on the procedure for registration of the prospectus for the issue and issue of shares of a corporate investment fund
On approval of the Regulation on the procedure for registering the issue prospectus and issuing investment certificates of a mutual investment fund
On approval of the Regulation on disclosure of information by issuers of securities
On approval of the procedure for changing the type of joint investment institution
On approval of the Procedure for the disposal of funds not paid to participants of joint investment institutions in connection with the failure to present them by the due date for the repurchase of the securities of joint investment institutions owned by them, which are being liquidated
On approval of the requirements for an audit report, which is submitted to the National Securities and Stock Market Commission when disclosing information on the results of the activities of joint investment institutions (mutual and corporate investment funds) and an asset management company
On approval of the Regulation on the procedure for determining the value of the net assets of joint investment institutions
On approval of the Regulation on the procedure for placement, circulation and redemption of securities of the joint investment institution
On approval of the Regulation on the procedure for compiling and disclosing information by asset management companies and persons managing the assets of non-governmental pension funds, and submitting relevant documents to the National Securities and Stock Market Commission
On approval of the Regulation on the composition and amount of expenses that are reimbursed from the assets of the joint investment institution
On approval of the Regulation on the composition and structure of assets of the joint investment institution
On approval of the Regulation on the procedure for converting securities of the joint investment institution
On approval of the requirements for the audit report, which is submitted to the National Securities and Stock Market Commission as part of the documents for registration of the issue, issue and prospectus of the issue of certain types of securities, a report on the results of the placement of shares (except for securities of joint investment institutions)
On approval of the Regulation on the procedure for liquidation of a corporate investment fund
On approval of the Regulation on the procedure for liquidation of a mutual investment fund
On approval of the Regulation on the requirements for the agreement on the provision of services for assessing the value of real estate of a joint investment institution
On approval of the Regulation on the features of organizing and conducting internal audit (control) in financial institutions engaged in professional activities in the stock market
On approval of the Regulation on certification of specialists in stock market issues
On approval of professional requirements for chief accountants of professional participants in the securities market
On approval of the Procedure for approving the acquisition by a person of a substantial participation in a professional stock market participant or increasing it in such a way that said person will directly or indirectly own or control 10, 25, 50 and 75 percent of the share capital of such a participant or voting rights of acquired shares (shares) in its governing bodies
On approval of the Regulation on the activities of depository institutions for the storage of assets of institutional investors
Global Certificate and Temporary Global Certificate Statement
On approval of the Regulation on financial monitoring by professional participants of the securities market
